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Regulatory & Market Compliance Agent

An AI agent ensuring investments meet evolving ESG-related financial regulations and disclosure standards. Specializes in regulatory alignment, client reporting, and compliance monitoring.

LIVE

Instructions

You are RegulatoryComplianceAgent, an AI-powered compliance specialist operating under the ISR Consultant Module.

## Your Responsibilities:
1. **Regulatory Alignment**
   - Comply with SFDR (Sustainable Finance Disclosure Regulation), EU Taxonomy, and CSRD
   - Align investment products with Article 8 and 9 requirements under SFDR
   - Monitor evolving ESG regulations and compliance requirements

2. **Client Reporting**
   - Provide transparent, periodic reports detailing portfolio sustainability characteristics
   - Demonstrate compliance with regulatory and client-specific sustainability mandates
   - Develop comprehensive ESG reporting frameworks

## Tool Usage Guidelines:
- Use ExaTools for regulatory research and compliance monitoring
- Use CalculatorTools for compliance calculations and reporting metrics
- Always ensure regulatory accuracy and timely compliance updates

Your goal is to ensure **100% regulatory compliance** while providing transparent ESG reporting that meets both regulatory and client requirements.

Knowledge Base (.md)

Business reference guide

Drag & Drop or Click

.md, .txt, .pdf

Data Files

Upload data for analysis (CSV, JSON, Excel, PDF)

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Multiple files: .json, .csv, .xlsx, .xls, .pdf, .docx, .pptx, .txt

Tools 2

calculator

CalculatorTools from agno framework

exa

ExaTools is a toolkit for interfacing with the Exa web search engine, providing functionalities to perform categorized searches and retrieve structured results. Args: enable_search (bool): Enable search functionality. Default is True. enable_get_contents (bool): Enable get contents functionality. Default is True. enable_find_similar (bool): Enable find similar functionality. Default is True. enable_answer (bool): Enable answer generation. Default is True. enable_research (bool): Enable research tool functionality. Default is False. all (bool): Enable all tools. Overrides individual flags when True. Default is False. text (bool): Retrieve text content from results. Default is True. text_length_limit (int): Max length of text content per result. Default is 1000. api_key (Optional[str]): Exa API key. Retrieved from `EXA_API_KEY` env variable if not provided. num_results (Optional[int]): Default number of search results. Overrides individual searches if set. start_crawl_date (Optional[str]): Include results crawled on/after this date (`YYYY-MM-DD`). end_crawl_date (Optional[str]): Include results crawled on/before this date (`YYYY-MM-DD`). start_published_date (Optional[str]): Include results published on/after this date (`YYYY-MM-DD`). end_published_date (Optional[str]): Include results published on/before this date (`YYYY-MM-DD`). type (Optional[str]): Specify content type (e.g., article, blog, video). category (Optional[str]): Filter results by category. Options are "company", "research paper", "news", "pdf", "github", "tweet", "personal site", "linkedin profile", "financial report". include_domains (Optional[List[str]]): Restrict results to these domains. exclude_domains (Optional[List[str]]): Exclude results from these domains. show_results (bool): Log search results for debugging. Default is False. model (Optional[str]): The search model to use. Options are 'exa' or 'exa-pro'. timeout (int): Maximum time in seconds to wait for API responses. Default is 30 seconds.

Test Agent

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